On December 20, 2017 the European Securities and Markets Authority (ESMA) issued a statement to support the smooth implementation of Legal Entity Identifiers (LEI) requirements under the Markets in Financial Instruments Regulation (MiFIR).
As the countdown towards the MiFID II implementation deadline begins, our senior business consultant, Steve Martin shares his viewpoints on the 3rd January drop dead requirements and how to prepare for them.
In June, the European Commission announced the application date of MiFID II and MiFIR had been delayed by one year to 3rd January 2018. The news was greeted by .......
We have seen growing awareness about cybercrime and security risks, however, it's not always going well with regular security audits, software updates and staff training.